Twentieth Century Communism |
Peter Beilharz
Horrors, hopes and
utopias
Everybody knows these
things are gone, over, kaput. Communism and the twentieth century: who
cares?
We do, as radicals of any kind of historical sensibility at all; because
we know that we still inhabit the twentieth century, in many ways, and
that communism was indeed one of its major problems, traditions and legacies.
Henry Luce, the editor of Fortune Magazine, is usually credited with the
idea that the last century was the American century. This meant that it
was the future, and again, in many ways it still is. Expanding Chinese
and Indian economic hegemony will not translate readily into its cultural
forms; Rock and Roll and Hollywood still rule, and Fordism is still a
cultural universal, not least in those economies where mass production
rules. But there were other candidates for the title of the spirit of
the twentieth century. By the 1960s, it could tentatively have become
the Japanese century. As the century of the American Dream, it was also
the century of the Lucky Country announced in Australia in the 1970s,
and everywhere else where the post-war boom indicated local and regional
economic miracles and promises of more modernity and modernisation to
come. In all its tragedies and triumphs, the twentieth century could have
also been the German century. And it was, indeed, decisively the Soviet
century, its beginnings and endings neatly marked, as Eric Hobsbawm and
others have noted, by 1914 or 1917 or 1918 and 1989. Soviets and Germans
were connected by other bonds. Then there were the controversies, not
least in Germany, as to whether, or the extent to which, Nazism was a
necessary or contingent response to the October Revolution. 1917, 1933,
1945: the defeat of fascism and the consolidation of global Stalinism;
the dates might not be dominoes, but there seems in retrospect to be some
kind of logic in their sequence. No Soviets, no twentieth century. No
Soviets, no Nazis.
These last themes are also necessarily interconnected through the interwar
years. The German and Soviet experiences were deeply impacted upon by
Fordism, so much so that the idea of non-American Fordisms becomes necessary
to think them. In the Soviet case, this became the Fordism of the tractor,
in the German, the Fordism of the tank and Zyklon B. Perhaps, then, the
twentieth century was really the century of Fordisms, benign and suburban
in the American case, rural and developmental in the Soviet, systematically
murderous in the German, Nazi case. Fordism begins to spread across the
world from Detroit to the Dnieper, to Auschwitz, back to Levittown.
At some point in the conversation, the question then arises, was this
not rather the century of totalitarianism? Historians have always taken
issue with the category, observing the conceptual violence or homogenisation
it does to stories that run from Italy to Germany to Russia and wider
afar. There are simply too many different and divergent cases to be accommodated
under the one totalising category. Yet sociologists have always paused
to wonder about the incredible crossovers between mass movements initially
claiming some filiation or other with socialism - national or romantic,
backward-looking or nostalgic; and various social scientists have puzzled
over the only apparently bizarre crossovers between personalities and
personnel, as Marxists became Nazis, anarchists or futurists followers
of Mussolini, Bolsheviks or Nazis national Bolsheviks, or pan-German/Russian
enthusiasts. These conversations have in some regards only just begun;
perhaps they can gain more exercise within these pages.
If not the century of totalitarianism, perhaps then, as Zygmunt Bauman
has intimated, ours - the century into which we were born - instead became
the century of camps. Camps, now, are everywhere, even if less so in the
centres of the world system, more so in their borderlands or in wilder
places, where displaced peoples suffer endlessly for having no sufficient
fatherland or motherland. But alongside this, as Bauman has also been
wont to argue, the twentieth century was also the age of utopia, or of
utopias and dystopias. Yet this, too, is where the enormity of the crimes
committed under the banner of communism belong. The horrors of European
and East European Stalinism cannot be blamed on Asiatic despotism, for
each of these was modern and progressivist as well. Yet when the metanarrative
wheels in via China in 1949 everything gets worse, even after the Gulags
and death experiments in hyperdevelopment that were specialised in by
the Soviets.
Talk of utopia these days is about as popular as talk of socialism, let
alone communism. Yet the idea of utopia remains ubiquitous, even if these
days capitalist or vaguer regulatory capitalist utopias silently rule.
Around the poorer parts of the world dreams of justice and social justice
still survive. What has gone, in this account as, say, via Bauman, is
the idea that utopia or socialism is realisable. Better it should be a
goal or an ethics of care that we, or some of us, aspire to. In this story,
as it came unstuck it was indeed communism, and bolshevism in particular,
that played a key part: for the Bolsheviks set out to enact utopia, against
hope, in a setting where everyone knew - though few (from Kautsky to Weber)
actively warned loudly enough - that this could never work. Even amidst
abundance, we know now that it could not have worked. To set out to revolutionise
the world in poverty was madness, yet it was also the kind of madness
(or will, at least) that inspired generations of fools who were sick of
saying no, or at least of hearing their leaders insist on it. No! No!
No!
And alongside the dreamers of the absolute, in any case, there were always
harder heads, for example that of Antonio Gramsci, who understood that
to struggle often means to lose, or just that: to struggle. For alongside
these world dramas of massive consequence and tragedy there were millions
of little stories, of groups and individuals fighting daily for what they
believed in, for bread, for justice, for freedom and dignity. As Gramsci
said famously, to write the history of a communist party was also to write
the history of its people. These stories were more eventful or consequential
in Italy and France than they were in Britain, Australia or New Zealand,
but in all these places and many, many others ordinary men and women gave
life, love and labour to the left in factory, field, workshop and kitchen.
All around the world, the twentieth century combined its horrors with
hopes; these latter are still yet to be extinguished, and offer one of
the finest legacies of the twentieth century, as the century not of communism,
but of socialism. It is never too late to begin to learn.
Kevin McDermott
Historical balance and the human condition
Why write the history
of twentieth-century communism? In many respects, this is a particularly
apposite question. As I sit here in November 2008, news breaks of yet
another bank collapsing or being nationalised and the state is apparently
bailing out capitalism from London to New York to Tokyo. Not that anyone
expects socialism, let alone communism, to be the outcome of the present
'downturn' and 'credit crunch'. But who knows?
In some ways, though, it is a rather self-evident question: how can
anyone study the history of the 'short twentieth century' without hefty
reference to the impact of international communism? Wasn't the epoch
one long battle - ideological, economic, cultural and military - between
the 'free world' and 'totalitarian slavery'? Didn't the Comintern terrify
western governments throughout the inter-war period? Didn't the fate
of humanity hang in the balance during the flashpoints of the Cold War,
such as the Berlin airlift and the Cuban missile crisis? Or, more problematically,
would we have a 'cradle-to-grave' welfare state in Britain today were
it not for the threat from below and from without? There are endless
similar examples of the historical significance of communism and its
clash, and inter-relationship, with liberal capitalism. Marxism-Leninism
may well be a dead ideology, but it helped to define the twentieth century
in more ways than one.
But with these brief reflections I've chosen to personalise the question:
why do I write about aspects of the communist past? What do I, and I
hope my readers, gain from the experience? For a start, it makes me
ponder pretty hard about moral choices. For instance, how would I have
acted in situations where it was difficult, if not impossible, to hide
behind private facades? Recently I wrote an article about the infamous
Rudolf Slánsky´ trial in Prague in November 1952 and I
constantly found myself asking: transported back into this world, would
I have been a 'conformist', noisily clamouring for the death penalty
against the 'traitor'? Or would I have been a 'dissident', bravely criticising
the stage management of the trial and even the actions of leading Czechoslovak
communists (as quite a few Czech citizens did, by the way)? To my shame,
I cannot be sure of the answer. And if I had been a 'conformist', would
this be because I was genuinely convinced of Slánsky´'s
guilt, or because I merely followed the baying crowd, or because I expected
some personal benefit from my compliance? By bringing these existential
dilemmas to the forefront, the writing of twentieth-century communism
forces us to reflect on and evaluate the human condition and the varying
motivations for individual behaviour. It suggests that humans do not
always operate on 'liberal', rational and enlightened principles. Above
all, perhaps, it teaches us to be extremely mindful of leaping to moral
judgements and induces necessary humility before the objects of our
study - 'ordinary' men and women often living under intolerable physical
and psychological strain, of which we can have little, if any, real
comprehension.
I could add a more didactic perspective. I write, and teach, twentieth-century
communist history, particularly that of the USSR and Eastern Europe,
because I am acutely aware that the reputation among present-day undergraduates
and an interested lay readership of 'real existing socialism', as Soviet-style
regimes tended to call themselves in the 1970s and 1980s, is overwhelmingly
negative and overly simplified: dictatorship, terror, the Gulag. To
be sure, this viewpoint is not 'wrong', and the undemocratic, repressive,
indeed murderous, nature of communist systems must never be under-estimated.
However, it is not the full story. The experience of these regimes,
and of the peoples living in them, was infinitely complex, diverse and
subject to much change over time, and these trajectories need to be
strictly contextualised and historicised. For example, the grandfathers
and grandmothers of many of those Czech and Slovak revolutionaries who
overthrew the discredited 'dinosaurs' in November 1989 voted communist
in the free elections of May 1946, and their fathers and mothers enthusiastically
endorsed Dubc¹ek's 'socialism with a human face' in 1968. Or again,
what about the millions of Soviet workers who, in the late 1950s and
early 1960s under Khrushchev's 'thaw', moved into separate family apartments
after decades of communal existence, and whose standard of living, diets
and education improved slowly but surely, even in the era of Brezhnevite
'stagnation'? In short, it is important to uncover the more 'positive'
aspects of the communist experiment and not merely concentrate on the
'bullet in the back of the head'. I say this not because I have overt
political or ideological axes to grind: in fact, I've never been a member
of any political party. But because I believe this more balanced approach,
however unfashionable, is nearer the historical 'truth', if we may use
such problematic categories, and because it helps to explain the relative
longevity of communist rule.
Finally, researching twentieth-century communism is exciting now because
of the massively expanded source base open to scholars since 1989-91,
and because new methodologies have revitalised our understandings. The
partial opening of party and state archives, both central and regional,
in the former Soviet Union, and the near complete accessibility of party
files in countries such as Czechoslovakia, have enabled scholars to
explore more nuanced and sophisticated accounts of elite politics, centre-periphery
interactions and individual agency. Moreover, the 'cultural turn' has
enriched and complicated the key issue of power relations in communist
societies. In my own field, I would never have been able to reconstruct
Czech popular responses to the Slánsky´ affair without
the opening of party and security police archival sources long stamped
as 'top secret'. It goes without saying that the archives do not 'answer'
all the major imponderables of communist history since 1917 - documents,
no matter how sensitive and sensational, never 'speak for themselves'
and need to be treated with the utmost caution. But they are an absolutely
indispensable resource for future research on an ideology and movement
that mobilised millions during the course of the twentieth century.
Bernhard H. Bayerlein
Collisions of
cultures and nationalism as patters of the 'Soviet Century'
With these provisional
thoughts I would like to reinforce two principal ideas shaping the history
of communism: first, the decisive collision of two contrasting cultures;
and secondly, Russian nationalism as the key concept of stalinism. Both
- the collision of cultures and nationalism - emerge as central transnational
patterns of the 'Soviet Twentieth Century'.
(i) 'Kultura 1' against 'Kultura 2' (Vladmir Paperny)
Probably no revolution of the modern era other than the Russian revolution
has undertaken, in addition to its already strong and worldwide radiation,
such huge efforts to foment transnational initiatives and international
networks to propagate and extend its influence. The Comintern, obviously,
was its most impressive tool. Eric Hobsbawm's Age of Extremes
turns nolens volens into Moshe Lewin's 'Soviet Century'.
However, the ascension and fall of communist movements and state foundations
remain an 'intrinsic, unresolved enigma of these times' (Gerd Koenen).
It seems that the more extensive the literature and the greater the profusion
of archival documents filling the wastepaper basket of world revolution,
the more diffuse are the research results. I am convinced that the answers
will not be found if centred only on the Soviet Union - this would be
like narrating colonial history from a eurocentric viewpoint. Assistance
may also come from new perceptions of the relationship between history
and revolution beyond the (anti-)totalitarian consensus, and also beyond
a sterile 'workers' movement marxism', including evolutionary doctrines
of the social-democratic type but also the stalinist school of treachery
(as practised and later exposed by Willi Münzenberg), which ended
in the apocalypse.
Concerning international communism as a global phenomenon, the different
segments, channels and networks mostly influenced by the Soviet Union,
and its 'domestic' aspect - policy concerning different peoples and national
minorities, the Comintern as virtual world party and the communist parties
as its sections, Soviet foreign, military or even cultural policy - have
yet not been evaluated as a whole. Due to the fragmentation of this landscape,
the comparative perspective is generally missing. The Comintern's dissolution
and collapse of the Cominform, as well as the communist parties' tendential
transformation into governors or propagandist outposts of the Soviet Union,
offer exciting new prospects for research about the Soviet twentieth century.
As Walter Benjamin put it, the historical essence of an era opens up only
to a future generation and, what's more, only when this generation possesses
the special developer needed to fix the emerging image on the photo plate
of history. Among the subjects mainly explored after the opening of the
archives have been the stalinist repression and mechanisms of dependency
upon the USSR. Nevertheless, the overall dynamics of communist history
are not to be revealed in a self-acting process by ex-Soviet archives
ranged and classified under conditions of ultra-stalinism. Despite the
spectacular opening of the archives, which in no case was foreseen, the
main contradiction putting its stamp on the soviet century is not translucid
and empirically manifest. This is the struggle between two distinct and
highly contrasting cultures. Tendentially, this type of struggle is a
feature of every revolutionary process. In Russia, it had been decided
in the international field between the Bolsheviks' more revolutionary
and internationalist culture in the Lenin period and a fundamentally nationalistic
and organicist culture based on a strong central state. Stalinism has
thus been depicted as the culmination of a quasi-naturalistic historical
process. In the meantime, the victorious prophets of the Soviet apocalypse
were to be consecrated throughout the world. In particular, the Comintern
and communist parties were charged with this task, even if some of the
parties also found a modus vivendi of their own.
There is, however, a danger in writing the history of the Soviet Union
or of Stalinism - that the central convex of revolution and history might
become dissolved in a narrative centred on violence and repression, on
the introspection in the 'Stalinist subject', or on other patterns. In
my view, it is both crucial and fascinating to observe the mechanisms
by which a multicultural and somewhat 'Babylonian' revolutionary culture
was replaced on a transnational level, as Michail Ryklin points out, by
a national and nationalistic counterculture. This means describing a work
of political, ideological and cultural engineering, and its social and
psychological consequences, within a worldwide process of stalinisation
that included repression but was not confined to it.
Originally, bolshevism and the national state were quite a bad match.
However within the 'Kultura 2' of stalinism the new Russian-dominated
statehood (Gosudarstvennost) was even made something of a fetish.
The Comintern, which was originally meant to promote European and international
revolution, was tendentially converted into a self-legitimatory sounding
board of this new great-Russian statehood. After its dissolution in 1943
it was consequently replaced by exclusively Russian or Soviet types of
body.
(ii) Communism, stalinism and nationalism
It is often implied that communism and nationalism have little to do with
each other. Nationalism as an artificial creation of the nineteenth century
was fundamentally directed against the concept of European unity, and
subsequently against workers' internationalism, particularly bolshevism.
From the mid-1920s, and as a consequence of its 'stalinisation', communism
became merged with nationalism, while internationalism remained as a concept
that was fluid and constantly being redefined. A major step towards state
patriotism was taken with the grotesque doctrine of 'socialism in one
country'. Reflecting the ideology and practice of a centralised power
state, this was a conservative concept relying on past political models
to affirm the possibility of an autonomous socialist construction in Soviet
Russia. As this ran contrary to the revolution's founding bolshevik principles,
Stalin in 1930 redefined internationalism as a common appreciation of
'the general features of capitalism, which are the same for all countries,
and not its specific features in any given country'. The importance of
this nationalistic shift is generally accepted and was already conceptualised
by the end of the 1930s by avant-gardistic thinkers or insiders like Benjamin,
Münzenberg and Trotsky. Even so, writers on national communist parties
or Soviet politics who emphasise national minorities or national liberation
often fail to consider the spreading of nationalist propaganda by communist
movements and states, hence overlooking the communist movement's international
dimension and the specific and crucial constraint of centre-periphery
relationships.
Re-examining the more spectacular shifts to 'nationalisation' of communist
parties consequent on the USSR's transformation into an imagined 'Workers'
Fatherland' raises a host of interesting questions. Whose initiative was
the nationalistic course taken by German communism at the beginning of
the 1930s? What were the motivations and consequences of Stalin's recognition
of the national dictatorships of Mussolini and Hitler? Was it Dimitrov
or Stalin who took the initiative for the appeal to patriotism at the
Seventh World Congress in 1935, and what was the role of the successful
initiatives taken by the PCF the previous year? How far did the creation
of a Soviet scenario of foreign threat and imminence of war prepare the
ground for the Great Terror, and how far were national-chauvinism and
xenophobia its preconditions? What did the nationalistic alignment of
Stalin and Hitler in 1939 mean for the 'national' symbolics of the communist
parties? And was the 'Great Patriotic War' then followed by a certain
'nationalisation' of the parties? In what sense can the Comintern's dissolution
in 1943 be ascribed to national or international considerations?
The major contradiction concerned the communist parties and their members,
who continued to consider the Soviet Union as the multinational and multicultural
centre of international socialism and stronghold of world revolution.
Soviet foreign policy from the end of the 1920s, instead of aiming at
European revolutions, adopted the nationally international 'order of states',
privileging relations with mostly conservative Germany. Particularly after
Stalin's redefinition and reaffirmation of 'Socialism in one country'
in 1929-30, the Comintern, together with organisations like the 'Friends
of the Soviet Union', had to play the role of the 'frontier patrols' of
the national and socialist society in the USSR. Despite an extensive literature
on the relationship between communism and nationalism, comparative analysis
is scarce on the effect which the national element in Soviet politics
had on communist ideology at a transnational level. Discussions of 'national
communism' and 'national bolshevism', especially in the German case, are
the exception. The Soviet Union's nationalistic turn happened in parallel
with a shift at once in Soviet foreign policy and in the strategic guidelines
of the Comintern. Its central impetus was the recognition of the national
principle as the guiding principle in world politics, and implicitly therefore
of the national policy of the 'bourgeois' states as a whole, concerning
defence, national frontiers and even national public order. Important
studies by David Brandenberger and others have described this as an 'ideological
volte-face', supplanting the emphasis on 'proletarian internationalism'
with the Russocentric etatism sometimes called 'national bolshevism'.
Focusing on the interactions in the field of international politics, Trotsky
in 1930 characterised the 'fatal flaw' of the increasingly artificial
models of both national politics and internationalism under Stalin as
the basis for an 'exceptional, messianic' and 'purely Russian' national
socialism and 'not as a type common to all countries'. For Trotsky, messianic
nationalism was supplemented by 'bureaucratically abstract internationalism'.
Four major shifts or transitions discernible between 1930 and 1943 serve
to periodise different processes of 'nationalisation' and the emergence
of nationalistic or even chauvinist patterns. The first dates from 1930-1
and the struggle against social democracy as the main enemy. The second
occurred under the auspices of the popular front in 1934-5. The third
shift occurred with the Stalin-Hitler pact and the definite liquidation
of anti-fascism in 1939-40. The fourth followed the German attack on USSR
in 1941, guided by the new concepts of the so-called 'Great Patriotic
War'. One way or another, each shift was linked to the implementation
of new approaches within Soviet domestic and foreign policy. It has often
been overlooked that these changes were connected to the specific attraction
that nationalism exercised on Stalin himself. In May 1934, in conversation
with Dimitrov, he resumed his logic in the following equation: 'Prolet[arian]
internationalism and nationalism - Through social liberation - national
independence'. Until the German Überfall in 1941, even in
the 1930s, anti-fascist discourse was largely missing in Stalin. Most
of the nationalistic or neo-colonial enterprises of Hitler and Mussolini
were designated as residing in the 'national interest': in Stalin's parlance,
the Nazis were nationalists - and not necessarily in a negative sense.
In 1935, he even expressed some comprehension of Hitler's and Rosenberg's
particularly virulent verbal attacks against the Soviet Union and their
claim for Lebensraum, ascribing this to the sharp and continuous
anti-fascist criticisms issued by the Comintern! A misunderstanding of
the 'Soviet century' seem to be the misconception of stalinism as relying
on a more or less coherent system of theoretical and political concepts.
But Stalin's use of the national paradigm, as in his famous dictum 'national
in its form, proletarian in its content', demonstrates his penchant for
bizarre reasoning, based mostly on analogies or stereotypes (Sergej Slutch)
or on political-ideological allegations (Dittmar Schorkowitz) and lacking
any purchase on the reality of political, social or economical conditions.
It relied, according to Trotsky, more or less exclusively on 'formal arguments
and old citations … related to different situations of the past'.
The balance sheet of twentieth-century communism is thus a paradoxical
one, for until its collapse it contributed to the reinvention of the nation
states on a transnational scale and hence the reinforcing of what Benedict
Anderson referred to as 'imagined communities'.